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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-14 |
| WI | RA | APPROVED | 2020-10-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 06/2019 | 05/2020 |
| Bank Of America | Austin | TX | 06/2019 | 08/2019 |
| Commercial Fence Incorporated | Pasadena | TX | 05/2018 | 08/2018 |
| Gringos Mexican Kitchen | La Porte | TX | 04/2017 | 06/2019 |
| Unemployed | La Porte | TX | 03/2010 | 04/2017 |
| Pappas Restaurants | Austin | TX | 02/2019 | 06/2019 |
| Ruffalo Noel Levitz | Austin | TX | 11/2017 | 12/2017 |
| Rw Baird | Milwaukee | WI | 06/2020 | Present |
Name/Address: Tucker's Treats / 3117 Irvine Dr, Carrollton, TX 75007 Start Date: 9/20/23 Hours Spent: 10+ Hours Spent During Trading: 0-1 hours/month Name/Address: Poshmark Redwood City CA 94065 Start Date: 4/29/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Clothing sales Non Investment Related Role/Responsibility: Sole Owner/Employee of dog treat business Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-02 |
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