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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-14
WI RA APPROVED 2020-10-05
  • TX RA
    APPROVED
    Since 2021-07-14
  • WI RA
    APPROVED
    Since 2020-10-05

Branch Locations

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 06/2019 05/2020
Bank Of America Austin TX 06/2019 08/2019
Commercial Fence Incorporated Pasadena TX 05/2018 08/2018
Gringos Mexican Kitchen La Porte TX 04/2017 06/2019
Unemployed La Porte TX 03/2010 04/2017
Pappas Restaurants Austin TX 02/2019 06/2019
Ruffalo Noel Levitz Austin TX 11/2017 12/2017
Rw Baird Milwaukee WI 06/2020 Present
  • 06/2019 → 05/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Austin, TX
  • 06/2019 → 08/2019
    Bank Of America
    Austin, TX
  • 05/2018 → 08/2018
    Commercial Fence Incorporated
    Pasadena, TX
  • 04/2017 → 06/2019
    Gringos Mexican Kitchen
    La Porte, TX
  • 03/2010 → 04/2017
    Unemployed
    La Porte, TX
  • 02/2019 → 06/2019
    Pappas Restaurants
    Austin, TX
  • 11/2017 → 12/2017
    Ruffalo Noel Levitz
    Austin, TX
  • 06/2020 → Present
    Rw Baird
    Milwaukee, WI
Other Businesses

Name/Address: Tucker's Treats / 3117 Irvine Dr, Carrollton, TX 75007 Start Date: 9/20/23 Hours Spent: 10+ Hours Spent During Trading: 0-1 hours/month Name/Address: Poshmark Redwood City CA 94065 Start Date: 4/29/25 Hours Spent: 0-2 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: Clothing sales Non Investment Related Role/Responsibility: Sole Owner/Employee of dog treat business Investment Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-02
  • S66 Uniform Combined State Law Examination
    2020-10-02
Other Names
  • Kirsten Spacek
  • Kirsten Lynn Spacek
  • Kirsten L Spacek

View on SEC IAPD

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