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Diana Sue Deford

Morgan Stanley

Springfield, MO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-05-21
MO RA APPROVED 2020-05-13
  • TX RA
    APPROVED
    Since 2020-05-21
  • MO RA
    APPROVED
    Since 2020-05-13

Branch Locations

1535 East Primrose Street, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Springfield MO 08/2019 Present
Gen Council Assemblies Of God, World Missions Springfield MO 09/2014 10/2018
Unemployed Springfield MO 11/2018 08/2019
  • 08/2019 → Present
    Morgan Stanley
    Springfield, MO
  • 09/2014 → 10/2018
    Gen Council Assemblies Of God, World Missions
    Springfield, MO
  • 11/2018 → 08/2019
    Unemployed
    Springfield, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-11
  • S66 Uniform Combined State Law Examination
    2020-05-11

View on SEC IAPD

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AARON PAUL GARRETT

Other Offices

DB ADVISORS · SPRINGFIELD, MO
FIDUCIARY TRUST PRIVATE WEALTH COUNSEL LLC · SPRINGFIELD, MO
J.P. MORGAN SECURITIES LLC · Springfield, MO
LPL FINANCIAL LLC · SPRINGFIELD, MO
CETERA INVESTMENT ADVISERS LLC · SPRINGFIELD, MO
SANCTUARY ADVISORS, LLC · SPRINGFIELD, MO
SANCTUARY ADVISORS, LLC · Springfield, MO
SANCTUARY ADVISORS, LLC · SPRINGFIELD, MO

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