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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-04-11 |
| TX | RA | APPROVED_RES | 2024-04-09 |
Branch Locations
3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 08/2019 | 11/2021 |
| Bank Of America | Charlotte | NC | 06/2018 | 08/2018 |
| Bridgetender Restaurant | Wrightsville Beach | NC | 09/2018 | 04/2019 |
| Surfin' Spoon Frozen Yogurt Bar | Nags Head | NC | 05/2013 | 06/2017 |
| University Of North Carolina Wilmington | Wilmington | NC | 08/2015 | 05/2019 |
| Mml Investors Services, Llc | Charlotte | NC | 12/2021 | 01/2024 |
| Vanguard Advisers, Inc. | Charlotte | NC | 07/2021 | 11/2021 |
| Vanguard Marketing Corporation | Charlotte | NC | 08/2019 | 11/2021 |
| Surfin' Spoon Frozen Yogurt Bar | Nags Head | NC | 05/2019 | 08/2019 |
| Uncw Transition Programs | Wilmington | NC | 03/2017 | 12/2017 |
| Epic Food Company | Wilmington | NC | 09/2016 | 05/2017 |
| Fisher Investments | Tampa | FL | 04/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-10-11 |
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