Jeffrey Owen Duckworth

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 08/2022
  The Vanguard Group, Inc.
  Charlotte, NC
• 05/2017 → 08/2017
  John Hancock Investments
  Boston, MA
• 05/2018 → 08/2018
  John Hancock Investments
  Boston, MA
• 08/2016 → 05/2017
  Clemson University
  Clemson, SC
• 08/2017 → 12/2017
  Clemson University
  Clemson, SC
• 01/2018 → 04/2018
  Cea
  Barcelona
• 08/2018 → 05/2019
  Clemson University
  Clemson, SC
• 08/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 10/2022 → Present
  Bank Of America N.A.
  Charlotte, NC

Previous Registrations

• 2021-03-29 → 2022-08-25
  Vanguard Advisers, Inc.
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2021-03-23
• S63 Uniform Securities Agent State Law Examination
  2019-10-11

Other Names

• Jake Owen Duckworth
• Jake Duckworth
• Jeffrey Duckworth
• Jeffrey Owen Duckworth