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550 South Tryon Street 40Th Floor, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Investment Institute, Inc. | Dallas | TX | 09/2022 | Present |
| Omnicap Group Llc | Dallas | TX | 02/2014 | 02/2019 |
| Omnicap Group Llc | Dallas | TX | 02/2019 | 04/2021 |
| Unemployed | Dallas | TX | 04/2021 | 07/2021 |
| Frisco Isd | Frisco | TX | 07/2021 | 08/2022 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-08-18 |
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