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Yiyin Xia

Goldman Sachs Wealth Services, L.P.

Sunnyvale, CA

San Francisco, CA

CRD 7164994

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-10-18
  • CA RA
    APPROVED
    Since 2019-10-18

Branch Locations

Sunnyvale, CA • United States

555 California Street 45Th Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Irvine CA 08/2019 01/2021
University Of Southern California Los Angeles CA 06/2018 05/2019
University Of Southern California Los Angeles CA 08/2015 05/2019
Lockton Insurance Brokers Los Angeles CA 06/2018 08/2018
Wilshire Financial Network Los Angeles CA 08/2017 12/2017
Ogilvy And Mather Shanghai 05/2017 07/2017
Goldman Sachs & Co. Llc Irvine CA 01/2021 Present
  • 08/2019 → 01/2021
    The Ayco Company, L.P./Mercer Allied
    Irvine, CA
  • 06/2018 → 05/2019
    University Of Southern California
    Los Angeles, CA
  • 08/2015 → 05/2019
    University Of Southern California
    Los Angeles, CA
  • 06/2018 → 08/2018
    Lockton Insurance Brokers
    Los Angeles, CA
  • 08/2017 → 12/2017
    Wilshire Financial Network
    Los Angeles, CA
  • 05/2017 → 07/2017
    Ogilvy And Mather
    Shanghai
  • 01/2021 → Present
    Goldman Sachs & Co. Llc
    Irvine, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-03-06
S65 Uniform Investment Adviser Law Examination 2019-10-18
  • S63 Uniform Securities Agent State Law Examination
    2020-03-06
  • S65 Uniform Investment Adviser Law Examination
    2019-10-18
Other Names
  • Ivy Xia

View on SEC IAPD

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