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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-10-26
TX RA APPROVED 2008-11-28
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED
    Since 2008-11-28

Branch Locations

One Jericho Plaza Suite 205, Jericho, NY 11753-1635 • United States

299 Park Ave 26Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Lynbrook, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Jericho NY 07/2015 Present
Previous Registrations
  • 2007-04-02 → 2008-12-01
    Morgan Stanley & Co. Llc
    Jericho, NY
  • 2006-05-25 → 2007-04-02
    Morgan Stanley Dw Inc.
    Jericho, NY
Other Businesses

A La Carte Culinary Services Ltd. / 32 Atlantic Ave Lynbrook,NY 11563 / No/ Privately Held / USD / No / No / / Start Date 01/01/2010 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-24
S63 Uniform Securities Agent State Law Examination 2005-07-15
  • S66 Uniform Combined State Law Examination
    2006-05-24
  • S63 Uniform Securities Agent State Law Examination
    2005-07-15

View on SEC IAPD

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