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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-13 |
| MO | RA | APPROVED | 2024-11-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Springfield | MO | 08/2019 | 11/2024 |
| Hobby Lobby Stores, Inc. | Springfield | MO | 05/2017 | 08/2019 |
| Missouri State University | Springfield | MO | 05/2017 | 05/2021 |
| Unemployed | Springfield | MO | 08/2015 | 05/2017 |
| Lpl Financial Llc | Springfield | MO | 11/2024 | Present |
1) 11/25/2024 - 417 Wealth and Investment Services / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) / Springfield, MO 2) 01/29/2025 - Wealth and Investment Services - DBA for LPL Business (entity for LPL business) - Investment Related - At reported Business Location(s) - Start Date 01/28/2025 - 0 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-03-12 |
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