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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-03-21 |
| VT | RA | APPROVED | 2022-04-29 |
Branch Locations
100 Bank St Suite 500, Burlington, VT 05401 • United States
South Burlington, VT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Burlington | VT | 05/2020 | Present |
| Mass Mutual Life Insurance Company | Burlington | VT | 02/2020 | Present |
| Securities America/ Ment Financial Group | Burlington | VT | 08/2019 | 02/2020 |
| The Vermont Agency | Colchester | VT | 12/2018 | 08/2019 |
| Unemployed | Winooski | VT | 08/2018 | 12/2018 |
| Cellular Sales Of Knoxville, Inc. | South Burlington | VT | 10/2014 | 08/2018 |
(1) Name: Melaleuca, Inc. Inv rel: N Add: At Residential Address Nature: Natural home goods & cleaning products Position: Associate Start date: 06/20/2006 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Started in 2016 to use products, have referred a few people over the years. Small commission of each sale I refer. (2) Name: Solar Consulting Inv rel: Y Add: At Residential Address Nature: Solar Consulting Position: Consulting Start date: 09/13/2021 No. HR/MO: 20 No. HR/MO during sec trading: 0 Describe duties: Helping clients/customers fill out form for savings on solar system from solar company. (3) Name: Andrew Howrigan, Howrigan Financial Group, LLC Inv Rel: Y Addr: At residential address Nature: LLC for Tax Purposes Position: Owner Start Date: 07/31/2023 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0 Duties: Entity created for tax purposes to pay myself and business expenses. (4) NAME: The Baller Room, LLC, INV REL: N, ADD: 315 Quarry Hill Rd, South Burlington, VT 05403, NATURE: Social Media Marketing Income and Payouts, POSITION: Owner, START DATE: 01/01/2026, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Post on social media pages and get monthly payouts
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2021-03-19 |
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