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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-21
VT RA APPROVED 2022-04-29
  • TX RA
    APPROVED
    Since 2023-03-21
  • VT RA
    APPROVED
    Since 2022-04-29

Branch Locations

100 Bank St Suite 500, Burlington, VT 05401 • United States

South Burlington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Burlington VT 05/2020 Present
Mass Mutual Life Insurance Company Burlington VT 02/2020 Present
Securities America/ Ment Financial Group Burlington VT 08/2019 02/2020
The Vermont Agency Colchester VT 12/2018 08/2019
Unemployed Winooski VT 08/2018 12/2018
Cellular Sales Of Knoxville, Inc. South Burlington VT 10/2014 08/2018
  • 05/2020 → Present
    Burlington, VT
  • 02/2020 → Present
    Mass Mutual Life Insurance Company
    Burlington, VT
  • 08/2019 → 02/2020
    Securities America/ Ment Financial Group
    Burlington, VT
  • 12/2018 → 08/2019
    The Vermont Agency
    Colchester, VT
  • 08/2018 → 12/2018
    Unemployed
    Winooski, VT
  • 10/2014 → 08/2018
    Cellular Sales Of Knoxville, Inc.
    South Burlington, VT
Other Businesses

(1) Name: Melaleuca, Inc. Inv rel: N Add: At Residential Address Nature: Natural home goods & cleaning products Position: Associate Start date: 06/20/2006 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Started in 2016 to use products, have referred a few people over the years. Small commission of each sale I refer. (2) Name: Solar Consulting Inv rel: Y Add: At Residential Address Nature: Solar Consulting Position: Consulting Start date: 09/13/2021 No. HR/MO: 20 No. HR/MO during sec trading: 0 Describe duties: Helping clients/customers fill out form for savings on solar system from solar company. (3) Name: Andrew Howrigan, Howrigan Financial Group, LLC Inv Rel: Y Addr: At residential address Nature: LLC for Tax Purposes Position: Owner Start Date: 07/31/2023 No. Hr/Mo: 0 No. Hr/Mo During Sec Trading: 0 Duties: Entity created for tax purposes to pay myself and business expenses. (4) NAME: The Baller Room, LLC, INV REL: N, ADD: 315 Quarry Hill Rd, South Burlington, VT 05403, NATURE: Social Media Marketing Income and Payouts, POSITION: Owner, START DATE: 01/01/2026, NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 0, DUTIES: Post on social media pages and get monthly payouts

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-25
S63 Uniform Securities Agent State Law Examination 2021-03-19
  • S66 Uniform Combined State Law Examination
    2022-01-25
  • S63 Uniform Securities Agent State Law Examination
    2021-03-19
Other Names
  • Drew Howrigan

View on SEC IAPD

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