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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-28
  • TX RA
    APPROVED
    Since 2023-07-28

Branch Locations

2629 Plaza Pkwy, Ste. B16, Wichita Falls, TX 76308-3875 • United States

Wichita Falls, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cody Moody - Thrivent Financial Wichita Falls TX 08/2019 07/2021
Bank Of America, N.A. Wichita Falls TX 10/2010 10/2018
Todd Greenwood Wichita Falls TX 02/2016 04/2025
Thrivent Investment Management Inc Wichita Falls TX 05/2021 07/2023
Cody Moody - Thrivent Financial Wichita Falls TX 07/2021 07/2023
Ameriprise Financial Services, Llc Wichita Falls TX 07/2023 Present
  • 08/2019 → 07/2021
    Cody Moody - Thrivent Financial
    Wichita Falls, TX
  • 10/2010 → 10/2018
    Bank Of America, N.A.
    Wichita Falls, TX
  • 02/2016 → 04/2025
    Todd Greenwood
    Wichita Falls, TX
  • 05/2021 → 07/2023
    Wichita Falls, TX
  • 07/2021 → 07/2023
    Cody Moody - Thrivent Financial
    Wichita Falls, TX
  • 07/2023 → Present
    Wichita Falls, TX
Previous Registrations
Other Businesses

Business Ownership; Bread Box Builds; Co-owner; Retail; 3110 South Drive, , Wichita Falls, TX, 76306; Not Investment-Related; 06/15/2025; 20 to 39 hours per month; 0 during trading hours. Board of Directors; Guardians of the Children Falls Town Chapter Board of Directors; Secretary; 3110 South Drive, , Wichita Falls, TX, 76306; Not Investment-Related; 07/25/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2021-07-19
Other Names
  • Laura Ann Seebo
  • Laura A Stewart
  • Laura A Seebo
  • Laura Seebo
  • Laura Breidenbach
  • Laura Ann Stewart

View on SEC IAPD

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