Joshua Mounce

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → 12/2020
  Raymond James Financial Services, Inc.
  Youngstown, OH
• 11/2019 → 12/2020
  Raymond James Financial Services, Inc.
  Youngstown, OH
• 01/2019 → 05/2019
  Treloar & Heisel
  New Castle, PA
• 05/2018 → 12/2018
  Raymond James Financial Services, Inc.
  Youngstown, OH
• 11/2017 → 07/2018
  Edible Arrangements
  Youngstown, OH
• 10/2017 → 03/2018
  Hibbett Sports
  Youngstown, OH
• 09/2015 → 10/2017
  Sparkle Market
  Youngstown, OH
• 07/2020 → 12/2020
  Raymond James Financial Services Advisors, Inc.
  Youngstown, OH
• 02/2021 → 02/2022
  Citizens Securities, Inc.
  Pittsburgh, PA
• 02/2022 → 03/2022
  Citizens Securities Inc.
  Pittsburgh, PA
• 03/2022 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2021-03-01 → 2022-03-29
  Citizens Securities, Inc.
  Pittsburgh, PA
  Hudson, MA
• 2020-07-15 → 2021-01-26
  Raymond James Financial Services Advisors, Inc
  Youngstown, OH

Other Businesses

1) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 160 HR/MO - 100 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 2) MEDALLION WEALTH MANAGEMENT / 2605 Nicholson Rd, Ste 2103 / 08/08/2022 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 10 HR/MO - 5 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2020-06-11

Other Names

• Josh Mounce
• Joshua Ryan Mounce