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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-05-26 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gordon James Financial Solutions | Bartlett | TN | 08/2017 | 08/2019 |
| Cbre | Plano | TX | 01/2017 | 08/2017 |
| American Heart Association | Dallas | TX | 09/2015 | 01/2017 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2019 | 03/2026 |
| Northwestern Mutual Investment Services Llc | Dallas | TX | 12/2020 | 03/2026 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2021 | 03/2026 |
| Fisher Investments | Plano | TX | 03/2026 | Present |
Strat1 Consulting LLC Non investor related 5900 Balcones Drive, Suite 29322, Austin TX 78731 HR Consulting Firm Partner/ No Relationship Jan 2026 Number of hours per month/ less than 1 No hours devoted during business hours My role is limited to Business operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-07 |
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