James H Cosgriff

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 06/2024
  Securities America Inc
  Buffalo, NY
• 10/2016 → 12/2018
  Dopkins Wealth Management, Llc
  Williamsville, NY
• 02/2014 → 10/2016
  Dopkins & Company, Llp
  Williamsville, NY
• 01/2019 → 09/2024
  Bankonbuffalo Investment Advisors
  Buffalo, NY
• 09/2019 → 06/2024
  Securities America Advisors
  Buffalo, NY
• 06/2024 → 09/2024
  Osaic Wealth, Inc.
  Williamsville, NY
• 06/2024 → 09/2024
  Osaic Wealth, Inc.
  Williamsville, NY
• 09/2024 → Present
  Ifp Securities, Llc
  Tampa, FL
• 09/2024 → Present
  Independent Financial Partners
  Tampa, FL

Previous Registrations

• 2024-06-14 → 2024-09-25
  Osaic Wealth, Inc.
  Williamsville, NY
  Pittsford, NY
  Clarence Center, NY
• 2019-09-24 → 2024-06-14
  Securities America Advisors, Inc.
  Buffalo, NY
  Williamsville, NY

Other Businesses

(1) Cosgriff Wealth Management, LLC - not investment related - Amherst NY 14228 - DBA - owner - start date Sept. 20, 2024 - 160 hours/month - 160 hours/month during trading - Providing investment and financial planning services to individuals and trusts. (2) Northcoast Brokerage/Capitas Financial - investment related - 1360 E. 9th St., Suite #800 Cleveland, OH 44114 - Fixed Annuity Business - Agent - start date Oct. 8, 2024 - 3 hours/month - 3 hours/month during trading - I will be working with Northcoast Brokerage/Capitas Financial to process fixed annuity business only in NY for Manhattan Life and Prosperity Life (SBLI) (3) JHC Tax Services - not investment related - 1207 Delaware Avenue Suite 102 Buffalo NY 14209 - Tax Preparation Services for Cosgriff Wealth Management, LLC clients only. - owner - start date Jan. 1, 2025 - 20 hours/month - 20 hours/month during trading - Will be preparing taxes for current clients of my wealth firm only during the months of Feb- April.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-19

Designations

• Certified Financial Planner