Nicholas Alan Gardner

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-07
IN	RA	APPROVED	2020-12-07

TX RA
APPROVED_RES

Since 2023-08-07
IN RA
APPROVED

Since 2020-12-07

Branch Locations

8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Co	Indianapolis	IN	04/2019	Present
Mml Investors Services, Llc	Indianapolis	IN	08/2019	Present
Fitness Flooring, Inc.	Indianapolis	IN	01/2015	03/2019
Learfield Communications	Jefferson City	MO	11/2006	Present

04/2019 → Present

Massmutual Life Insurance Co

Indianapolis, IN
08/2019 → Present

Mml Investors Services, Llc

Indianapolis, IN
01/2015 → 03/2019

Fitness Flooring, Inc.

Indianapolis, IN
11/2006 → Present

Learfield Communications

Jefferson City, MO

Other Businesses

NAME: BUTLER RADIO NETWORK INV REL: N ADDR: 510 W. 49TH ST., INDIANOPOLIS IN 46208 NATURE: COLOR ANALYST FOR BUTLER UNIVERSITY RADIO NETWORK POSITION: COLOR ANALYST FOR BUTLER RADIO NETWORK START: 11/1/2006 NO HRS/MO: 20 NO HRS/MO DUR TRADING: 0 DUTIES: PROVIDE COLOR COMMENTARY AND ANLYSIS FOR BULTER MEN'S BASKETBALL GAME RADIO/STREAMING BROADCASTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-11-21
S63	Uniform Securities Agent State Law Examination	2020-05-30

S65 Uniform Investment Adviser Law Examination

2020-11-21
S63 Uniform Securities Agent State Law Examination

2020-05-30

Other Names

Nicholas Gardner

View on SEC IAPD