Andrew John Worthington

Current Employers

Mariner Wealth

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2021-03-09
NE	RA	APPROVED	2019-09-05

KS RA
APPROVED

Since 2021-03-09
NE RA
APPROVED

Since 2019-09-05

Branch Locations

5700 W. 112Th St Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mariner Wealth Advisors - Ic, Llc	Overland Park	KS	08/2019	Present
Frankel Zacharia, Llc	Omaha	NE	10/2009	12/2016
Frankel Zacharia, Llc	Omaha	NE	01/2017	Present

08/2019 → Present

Mariner Wealth Advisors - Ic, Llc

Overland Park, KS
10/2009 → 12/2016

Frankel Zacharia, Llc

Omaha, NE
01/2017 → Present

Frankel Zacharia, Llc

Omaha, NE

Other Businesses

FRANKEL ZACHARIA, LLC, 11404 WEST DODGE ROAD, SUITE 700, OMAHA, NE 68154; NOT INVESTMENT RELATED; PARTNER OF CPA FIRM; START DATE 01/2017; 160 HOURS A MONTH 130 HOURS DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-24

S65 Uniform Investment Adviser Law Examination

2019-06-24

Other Names

Andy Worthington

View on SEC IAPD

Current Employers

Mariner Wealth

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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