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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-27
TX RA APPROVED 2023-04-24
  • NC RA
    APPROVED
    Since 2023-04-27
  • TX RA
    APPROVED
    Since 2023-04-24

Branch Locations

9000 Southside Blvd Ci Relationship Management, Jacksonville, FL 32256 • United States

401 N Tryon St Ci Relationship Management, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robinhood Markets, Inc. Lake Mary FL 08/2019 12/2020
Varsity Tutors Ann Arbor MI 11/2018 08/2019
University Of Michigan, Ross School Of Business Ann Arbor MI 06/2018 08/2018
North American Bancard Troy MI 06/2017 08/2017
University Of Michigan Ann Arbor MI 01/2016 06/2017
University Of Michigan Ann Arbor MI 09/2017 09/2018
Robinhood Markets, Inc Charlotte NC 04/2022 10/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 02/2023 Present
Robinhood Markets, Inc. Lake Mary FL 01/2021 03/2022
Unemployed Charlotte NC 10/2022 02/2023
Bank Of America N.A. Charlotte NC 04/2023 Present
  • 08/2019 → 12/2020
    Robinhood Markets, Inc.
    Lake Mary, FL
  • 11/2018 → 08/2019
    Varsity Tutors
    Ann Arbor, MI
  • 06/2018 → 08/2018
    University Of Michigan, Ross School Of Business
    Ann Arbor, MI
  • 06/2017 → 08/2017
    North American Bancard
    Troy, MI
  • 01/2016 → 06/2017
    University Of Michigan
    Ann Arbor, MI
  • 09/2017 → 09/2018
    University Of Michigan
    Ann Arbor, MI
  • 04/2022 → 10/2022
    Robinhood Markets, Inc
    Charlotte, NC
  • 02/2023 → Present
    Charlotte, NC
  • 01/2021 → 03/2022
    Robinhood Markets, Inc.
    Lake Mary, FL
  • 10/2022 → 02/2023
    Unemployed
    Charlotte, NC
  • 04/2023 → Present
    Bank Of America N.A.
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-18
S63 Uniform Securities Agent State Law Examination 2020-12-26
  • S66 Uniform Combined State Law Examination
    2023-04-18
  • S63 Uniform Securities Agent State Law Examination
    2020-12-26
Other Names
  • Caleb Luckett

View on SEC IAPD

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