Michael Wesley Putman

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-07-08
FL	RA	APPROVED	2024-07-01

TX RA
APPROVED_RES

Since 2024-07-08
FL RA
APPROVED

Since 2024-07-01

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

3109 W Dr Martin Luther King Jr Blvd Suite 600, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Florida Financial Advisors	Tampa	FL	06/2020	03/2022
University Of Tampa	Tampa	FL	08/2017	05/2020
Delta Sonic Car Wash	Rochester	NY	11/2016	12/2019
Tampa Yacht And Country Club	Tampa	FL	08/2019	10/2019
Northwestern Mutual	Tampa	FL	07/2019	12/2019
Unemployed	Rochester	NY	07/2016	11/2016
Trinity Wealth Securities L.L.C	Tampa	FL	08/2020	03/2022
Self Employed	Tampa	FL	03/2022	04/2024
Fisher Investments	Tampa	FL	04/2024	Present

06/2020 → 03/2022

Florida Financial Advisors

Tampa, FL
08/2017 → 05/2020

University Of Tampa

Tampa, FL
11/2016 → 12/2019

Delta Sonic Car Wash

Rochester, NY
08/2019 → 10/2019

Tampa Yacht And Country Club

Tampa, FL
07/2019 → 12/2019

Northwestern Mutual

Tampa, FL
07/2016 → 11/2016

Unemployed

Rochester, NY
08/2020 → 03/2022

Trinity Wealth Securities L.L.C

Tampa, FL
03/2022 → 04/2024

Self Employed

Tampa, FL
04/2024 → Present

Fisher Investments

Tampa, FL

Previous Registrations

2020-11-10 → 2022-03-13

Florida Financial Advisors, Llc

Tampa, FL

Other Businesses

1.Trinity Wealth Securities. Investment Related. Tampa, FL 33609. Nature of Business: Securities Sales. Position: Registered Representative. Start Date: 08/2020. Hours per Month: 160. Hours per Month During Trading Hours: 160. Securities Related Activities. 2.Florida Financial Advisors. Investment Related. Tampa, FL 33609. Nature of Business: RIA. Position: Financial Consultant. Start Date: 08/2020. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. 3.Florida Financial Advisors. Not Investment Related. Tampa, FL 33609. Fixed Insurance Sales. 08/2020. Hours per Month: 10 hours during trading. Duties: fixed insurance sales. 4.DJ Pushman. Non-Investment Related. Tampa, FL 33606. Nature of Business: Music. Position: DJ. Start Date: 10/31/2020 Hours per Month: 40 Hours per Month During Trading Hours: 0. Duties include DJ at local bars/clubs, Non-Investment and Non-Financial Securities related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-07-31

S65 Uniform Investment Adviser Law Examination

2020-07-31

Other Names

Michael Wesley Putman
Michael Wesley Putman

View on SEC IAPD