James Sadleir

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2024-03-26
SC	RA	APPROVED	2022-10-10
NC	RA	APPROVED	2021-05-04
PA	RA	APPROVED	2021-05-04
TX	RA	APPROVED	2021-05-04

UT RA
APPROVED

Since 2024-03-26
SC RA
APPROVED

Since 2022-10-10
NC RA
APPROVED

Since 2021-05-04
PA RA
APPROVED

Since 2021-05-04
TX RA
APPROVED

Since 2021-05-04

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Drive Wealth Advisers	Lehi	UT	01/2019	02/2021
Costco	Orem	UT	07/2017	05/2018
Stonecrete Systems	Orem	UT	01/2013	12/2018
The Vanguard Group, Inc.	Charlotte	NC	02/2021	Present
Vanguard Marketing Corporation	Charlotte	NC	02/2021	Present
Vanguard Advisers, Inc.	Charlotte	NC	05/2021	Present

01/2019 → 02/2021

Drive Wealth Advisers

Lehi, UT
07/2017 → 05/2018

Costco

Orem, UT
01/2013 → 12/2018

Stonecrete Systems

Orem, UT
02/2021 → Present

The Vanguard Group, Inc.

Charlotte, NC
02/2021 → Present

Vanguard Marketing Corporation

Charlotte, NC
05/2021 → Present

Vanguard Advisers, Inc.

Charlotte, NC

Previous Registrations

2019-08-20 → 2021-02-24

Drive Wealth Advisers

Lehi, UT

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: ROCK HILL, SC NATURE OF BUSINESS: FIDUCIARY POSITION: LIMITED AGENT START DATE: 07/2025 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LIMITED AGENT FOR IMMEDIATE FAMILY MEMBER

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2021-04-02
S65	Uniform Investment Adviser Law Examination	2019-08-16

S63 Uniform Securities Agent State Law Examination

2021-04-02
S65 Uniform Investment Adviser Law Examination

2019-08-16

Other Names

James Scott Sadleir
Scott Sadleir

View on SEC IAPD