Best Investors Account Sign in

Chad Gregory Lewis

Rbc Capital Markets, LLC

Clive, IA

Urbandale, IA

CRD 7163486

Claim This Profile
Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-02
IA RA APPROVED 2019-11-15
  • TX RA
    APPROVED
    Since 2019-12-02
  • IA RA
    APPROVED
    Since 2019-11-15

Branch Locations

1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States

Urbandale, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc. Clive IA 08/2019 Present
United States Air Force Joint Base Andrews MD 05/1994 07/2019
City National Bank Clive IA 01/2020 Present
  • 08/2019 → Present
    Clive, IA
  • 05/1994 → 07/2019
    United States Air Force
    Joint Base Andrews, MD
  • 01/2020 → Present
    City National Bank
    Clive, IA
Other Businesses

(1) NAME OF ENTITY: 2027 Des Moines Airshow Board of Directors ADDRESS: 3100 McKinley Ave Des Moines IA 50325 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 04/06/2025 CAPACITY: Board of Directors DUTIES: PRESIDENT. The President will serve as the chief executive officer of the Corporation and, subject to the supervision of the Board, will perform all duties customary to that office and will supervise and control all of the Corporation's affairs in accordance with policies and directives approved by the Board. This position is typically held by the individual who is serving as the President/Chair of the current Des Moines Airshow HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-15
  • S66 Uniform Combined State Law Examination
    2019-11-15

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Clive, IA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor