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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-02 |
| IA | RA | APPROVED | 2019-11-15 |
Branch Locations
1250 Nw 128Th Street Suite 200, Clive, IA 50325-7474 • United States
Urbandale, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc. | Clive | IA | 08/2019 | Present |
| United States Air Force | Joint Base Andrews | MD | 05/1994 | 07/2019 |
| City National Bank | Clive | IA | 01/2020 | Present |
(1) NAME OF ENTITY: 2027 Des Moines Airshow Board of Directors ADDRESS: 3100 McKinley Ave Des Moines IA 50325 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Foundation/Charitable Institution START DATE: 04/06/2025 CAPACITY: Board of Directors DUTIES: PRESIDENT. The President will serve as the chief executive officer of the Corporation and, subject to the supervision of the Board, will perform all duties customary to that office and will supervise and control all of the Corporation's affairs in accordance with policies and directives approved by the Board. This position is typically held by the individual who is serving as the President/Chair of the current Des Moines Airshow HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-15 |
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