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Account
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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2020-11-04 |
Branch Locations
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
1500 Town Plaza Court, Winter Springs, FL 32708 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.W. Cole Financial, Inc. | Tampa | FL | 08/2019 | Present |
| Mosaic Wealth Management Group | Winter Springs | FL | 08/2019 | Present |
| None | Palm Harbor | FL | 07/2010 | 08/2019 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 09/2020 | Present |
(1) Mosaic Wealth Management Group; DBA; Investment Related; 1500 Town Plaza Court, Winter Springs, FL 32708; Financial Planning, Financial Planner, Start 8/2019; 160 hrs/mo, 130 hrs/mo during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-09-08 |
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