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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-11-30 |
| TX | RA | APPROVED | 2020-11-19 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 08/2019 | 10/2020 |
| Young's Bicycle Shop | Nantucket | MA | 07/2018 | 09/2018 |
| Desert Cats Lacrosse Program | Tucson | AZ | 10/2017 | 12/2017 |
| Young Sports Ltd. | Wayne | PA | 06/2017 | 09/2017 |
| Royal Valet | Lower Merion | PA | 05/2016 | 09/2016 |
| University Of Arizona | Tucson | AZ | 08/2015 | 05/2019 |
| Unemployed | Newtown Square | PA | 05/2019 | 08/2019 |
| Morgan Stanley | Gilbert | AZ | 11/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 03/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-07-07 |
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