Kaisa Ponce

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-04-28
NY	RA	APPROVED	2022-03-21
NJ	RA	APPROVED	2021-03-31

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	08/2019	Present
Banco Popular	San Juan	PR	01/2019	05/2019
Urban Outfitters	San Juan	PR	08/2016	03/2019
Hogar Mi Sueño De Oro	Rio Grande	PR	03/2018	01/2019
Bma Group Global	Guaynabo	PR	08/2017	03/2018
University Of Puerto Rico	San Juan	PR	08/2015	06/2019
Financial Management Association	San Juan	PR	08/2018	07/2019

08/2019 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
01/2019 → 05/2019

Banco Popular

San Juan, PR
08/2016 → 03/2019

Urban Outfitters

San Juan, PR
03/2018 → 01/2019

Hogar Mi Sueño De Oro

Rio Grande, PR
08/2017 → 03/2018

Bma Group Global

Guaynabo, PR
08/2015 → 06/2019

University Of Puerto Rico

San Juan, PR
08/2018 → 07/2019

Financial Management Association

San Juan, PR

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-03-26
S63	Uniform Securities Agent State Law Examination	2020-07-07