Cole B. Seger

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2026 → Present
  J.P. Morgan Securities Llc
  Chicago, IL
• 08/2019 → 04/2026
  Bank Of America/Merrill Lynch
  Schaumburg, IL
• 06/2019 → 07/2019
  Unemployed
  Bartlett, IL
• 08/2015 → 05/2019
  Northern Illinois University
  Dekalb, ME
• 06/2018 → 08/2018
  Arthur J. Gallagher & Co
  Rolling Meadows, IL

Previous Registrations

• 2020-03-23 → 2026-04-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  Chicago, IL
  Pennington, NJ
  Chicago, IL
  Schaumburg, IL

Exams

• S66 Uniform Combined State Law Examination
  2020-03-02

Other Names

• Cole Seger
• Cole Bennett Seger
• Cole B Seger