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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-04 |
| IL | RA | APPROVED | 2025-01-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lyons Township | Lagrange | IL | 10/2015 | 05/2017 |
| Brookpark Middle School | Lagrange Park | IL | 06/2017 | 08/2017 |
| Indiana University | Bloomington | IN | 08/2017 | 05/2018 |
| Brookpark Middle School | Lagrange Park | IL | 06/2018 | 08/2018 |
| Indiana University | Bloomington | IN | 08/2018 | 06/2019 |
| Wintrust Investments Llc | Hinsdale | IL | 07/2019 | 09/2019 |
| Indiana University | Bloomington | IN | 08/2019 | 05/2021 |
| Wintrust Investments, Llc | Hinsdale | IL | 06/2021 | 01/2025 |
| Lpl Financial Llc | Hinsdale | IL | 01/2025 | Present |
1- 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- Investment Related - At Reported Business Location(s) - Start Date 06/23/2021- 200 hours per month/ 130 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-04 |
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