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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-19
LA RA APPROVED 2020-05-11
  • TX RA
    APPROVED
    Since 2020-06-19
  • LA RA
    APPROVED
    Since 2020-05-11

Branch Locations

1861 Hudson Circle, Monroe, LA 71201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Monroe LA 08/2019 Present
6-4-3 Hitting Academy Monroe LA 04/2014 01/2020
  • 08/2019 → Present
    Raymond James Financial Services, Inc.
    Monroe, LA
  • 04/2014 → 01/2020
    6-4-3 Hitting Academy
    Monroe, LA
Other Businesses

(1)Name of Business: Booth Wealth Management Address: 1861 Hudson Cir, Monroe, LA, 71201-3537, United States Activity Type: Support Company - Non Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/10/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am an independent contractor financial advisor (8VRH) under Booth Wealth Management. Booth Wealth management is RJFS-ICD (Branch APG) (2)Name of Business: KST Financial, LLC Address: 4007 Anna Kate Lane, Monroe, LA, 71201, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 02/03/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I formed the LLC because I am an independent advisor with RJFS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-09
  • S66 Uniform Combined State Law Examination
    2020-05-09

View on SEC IAPD

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