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Luke A Mollod

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lakewood Ranch, FL

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-05
FL RA APPROVED 2024-03-04
  • TX RA
    APPROVED
    Since 2024-07-05
  • FL RA
    APPROVED
    Since 2024-03-04

Branch Locations

6311 Atrium Dr, Lakewood Ranch, FL 34202 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lakewood Ranch FL 09/2023 Present
Aml Rightsource Cleveland (Remote) OH 01/2022 04/2023
Student Gainesville FL 08/2016 08/2021
Student Sarasota FL 09/2013 09/2016
Unemployed Sarasota FL 04/2023 09/2023
Heart Specialists Of Sarasota Sarasota FL 03/2020 03/2021
Unemployed Sarasota FL 08/2021 01/2022
  • 09/2023 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Lakewood Ranch, FL
  • 01/2022 → 04/2023
    Aml Rightsource
    Cleveland (Remote), OH
  • 08/2016 → 08/2021
    Student
    Gainesville, FL
  • 09/2013 → 09/2016
    Student
    Sarasota, FL
  • 04/2023 → 09/2023
    Unemployed
    Sarasota, FL
  • 03/2020 → 03/2021
    Heart Specialists Of Sarasota
    Sarasota, FL
  • 08/2021 → 01/2022
    Unemployed
    Sarasota, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-29
  • S66 Uniform Combined State Law Examination
    2024-02-29
Other Names
  • Luke Mollod

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · LAKEWOOD RANCH, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL
DOW FAMILY OFFICE ADVISORY, LLC · LAKEWOOD RANCH, FL

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