Michael Patrick Dalton

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 06/2018 → 08/2018
  Metro Landmarks Llc
  Charlotte, NC
• 08/2015 → 06/2019
  Elon University
  Elon, NC
• 06/2017 → 08/2017
  Carmel Country Club
  Charlotte, NC
• 06/2017 → 06/2017
  Mellow Mushroom
  Charlotte, NC
• 09/2016 → 04/2017
  Elon University
  Elon, NC
• 07/2021 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC
• 08/2019 → Present
  Vanguard Marketing Corporation
  Charlotte, NC

Exams

• S66 Uniform Combined State Law Examination
  2021-07-09
• S63 Uniform Securities Agent State Law Examination
  2019-10-25

Other Names

• Mike Patrick Dalton
• Michael Dalton