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Claiborne Burke Sanders

Neuberger Berman Bd LLC

Dallas, TX

CRD 7162376

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Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Neuberger Berman Bd Llc

1290 Avenue Of The Americas, New York, NY 10104 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-01
  • TX RA
    APPROVED
    Since 2025-07-01

Branch Locations

200 Crescent Court 18Th Floor, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Little Rock AR 06/2019 02/2020
Mml Investors Services, Llc Little Rock AR 06/2019 02/2020
The Circumference Group Little Rock AR 06/2018 07/2018
University Of Arkansas Fayetteville AR 08/2015 05/2019
Bok Financial Securities, Inc. Little Rock AR 02/2020 08/2022
Bokf, Na Little Rock AR 02/2020 08/2022
Southern Methodist University Dallas TX 08/2022 05/2023
Bok Financial Securities, Inc. Plano TX 05/2023 09/2024
Bokf, Na Plano TX 05/2023 09/2024
Neuberger Berman Dallas TX 09/2024 Present
  • 06/2019 → 02/2020
    Massmutual Life Insurance
    Little Rock, AR
  • 06/2019 → 02/2020
    Mml Investors Services, Llc
    Little Rock, AR
  • 06/2018 → 07/2018
    The Circumference Group
    Little Rock, AR
  • 08/2015 → 05/2019
    University Of Arkansas
    Fayetteville, AR
  • 02/2020 → 08/2022
    Bok Financial Securities, Inc.
    Little Rock, AR
  • 02/2020 → 08/2022
    Bokf, Na
    Little Rock, AR
  • 08/2022 → 05/2023
    Southern Methodist University
    Dallas, TX
  • 05/2023 → 09/2024
    Bok Financial Securities, Inc.
    Plano, TX
  • 05/2023 → 09/2024
    Bokf, Na
    Plano, TX
  • 09/2024 → Present
    Neuberger Berman
    Dallas, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-30
S63 Uniform Securities Agent State Law Examination 2020-03-13
  • S65 Uniform Investment Adviser Law Examination
    2025-06-30
  • S63 Uniform Securities Agent State Law Examination
    2020-03-13

View on SEC IAPD

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