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Spencer T Pett

Morgan Stanley

Gilbert, AZ

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-09-19
TX RA APPROVED_RES 2022-09-02
  • AZ RA
    APPROVED
    Since 2022-09-19
  • TX RA
    APPROVED_RES
    Since 2022-09-02

Branch Locations

400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Scottsdale AZ 06/2009 10/2018
Charles Schwab & Co., Inc. Phoenix AZ 10/2018 07/2022
E*Trade Securities Llc Gilbert AZ 07/2022 08/2022
E*Trade Capital Management Llc Gilbert AZ 07/2022 08/2022
Morgan Stanley Smith Barney Llc Gilbert AZ 08/2022 09/2023
Morgan Stanley Gilbert AZ 09/2023 Present
  • 06/2009 → 10/2018
    Morgan Stanley Smith Barney
    Scottsdale, AZ
  • 10/2018 → 07/2022
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2022 → 08/2022
    E*Trade Securities Llc
    Gilbert, AZ
  • 07/2022 → 08/2022
    E*Trade Capital Management Llc
    Gilbert, AZ
  • 08/2022 → 09/2023
    Morgan Stanley Smith Barney Llc
    Gilbert, AZ
  • 09/2023 → Present
    Morgan Stanley
    Gilbert, AZ
Previous Registrations
  • 2022-07-25 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Gilbert, AZ
    Tempe, AZ
  • 2018-12-14 → 2022-08-03
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 2009-06-01 → 2018-10-15
    Morgan Stanley
    Scottsdale, AZ
  • 2008-04-29 → 2009-06-01
    Morgan Stanley & Co. Llc
    Scottsdale, AZ
    South Jordan, UT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-28
  • S66 Uniform Combined State Law Examination
    2008-04-28
Other Names
  • Spencer Taft Pett

View on SEC IAPD

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MONEY CONCEPTS CAPITAL CORP
BRIGHTGUIDE FINANCIAL
KINGSLEY WEALTH PARTNERS, INC.
VM JONES FINANCIAL CONSULTING, L.L.C.

Other Investors

DAVID BRUCE WATTS
MATTHEW CHAD WILLETT
Kimball E Gwilliam
Benjamin Cooper
DANIEL BRADFORD GWILLIAM
JEFFREY STEPHEN WATTS
JONATHAN MARK VEST
JEFFREY ALLEN FRYER

Other Offices

WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
WATTS GWILLIAM & COMPANY, LLC · GILBERT, AZ
CETERA INVESTMENT ADVISERS LLC · GILBERT, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Gilbert, AZ
EDWARD JONES · GILBERT, AZ
MONEY CONCEPTS CAPITAL CORP · GILBERT, AZ
BRIGHTGUIDE FINANCIAL · GILBERT, AZ
KINGSLEY WEALTH PARTNERS, INC. · GILBERT, AZ

More in Gilbert, AZ

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