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Current Employers
W&S Brokerage Services, Inc.

400 Broadway, Cincinnati, OH 45202 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-07-14
  • FL RA
    APPROVED
    Since 2023-07-14

Branch Locations

2901 Southwest 149Th Ave Ste 130, Miramar, FL 33027 • United States

400 Broadway, Cincinnati, OH 45202 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Co Sunrise FL 08/2019 10/2021
Unemployed Weston FL 04/2019 06/2019
Western & Southern Life Miramar FL 11/2021 Present
W&S Brokerage Service Cincinnati OH 11/2021 Present
Nylife Securities Llc Sunrise FL 11/2019 10/2021
Cisneros Toro International Weston FL 02/2010 04/2019
  • 08/2019 → 10/2021
    New York Life Insurance Co
    Sunrise, FL
  • 04/2019 → 06/2019
    Unemployed
    Weston, FL
  • 11/2021 → Present
    Western & Southern Life
    Miramar, FL
  • 11/2021 → Present
    W&S Brokerage Service
    Cincinnati, OH
  • 11/2019 → 10/2021
    Nylife Securities Llc
    Sunrise, FL
  • 02/2010 → 04/2019
    Cisneros Toro International
    Weston, FL
Other Businesses

Western & Southern Life -NO- Miramar, FL Full Time Agency Manager

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-12
S63 Uniform Securities Agent State Law Examination 2020-06-08
  • S65 Uniform Investment Adviser Law Examination
    2023-07-12
  • S63 Uniform Securities Agent State Law Examination
    2020-06-08

View on SEC IAPD

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