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Timothy Richard Frazer

Ned Davis Research, Inc.

Sarasota, FL

South Fork, PA

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Current Employers
Ned Davis Research, Inc.

3665 Bee Ridge Road Suite 306, Sarasota, FL 34233 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-12-26
  • PA RA
    APPROVED
    Since 2024-12-26

Branch Locations

3665 Bee Ridge Road Suite 306, Sarasota, FL 34233 • United States

South Fork, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Pittsburgh Pittsburgh PA 09/2016 05/2020
Bny Mellon Pittsburgh PA 06/2020 08/2021
D'AMbrosio Financial Advisors Pittsburgh PA 08/2021 05/2022
Lpl Financial Llc Pittsburgh PA 05/2022 01/2023
Ned Davis Research, Inc. Sarasota FL 01/2023 Present
  • 09/2016 → 05/2020
    University Of Pittsburgh
    Pittsburgh, PA
  • 06/2020 → 08/2021
    Bny Mellon
    Pittsburgh, PA
  • 08/2021 → 05/2022
    D'AMbrosio Financial Advisors
    Pittsburgh, PA
  • 05/2022 → 01/2023
    Lpl Financial Llc
    Pittsburgh, PA
  • 01/2023 → Present
    Ned Davis Research, Inc.
    Sarasota, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-07
  • S66 Uniform Combined State Law Examination
    2022-11-07

View on SEC IAPD

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