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Pfs Investments Inc. CRD 10111
$15.5B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1 Primerica Parkway, Duluth, GA 30099-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2021-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pfs Investments Inc. | Newark | DE | 08/2019 | Present |
| Primerica Financial Services | Newark | DE | 01/2012 | Present |
| Federal Resources | Stevensville | MD | 07/2012 | 03/2022 |
| United Parcel Service | Easton | MD | 05/2011 | 11/2016 |
| Sealing Technologies | Stevensville | MD | 03/2022 | Present |
Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. 11265 Maplewood Dr, Ridgely, MD 21660, Not investment related, No position/title, 3rd party management rental, 5 hours committed per month (0 hours during securities trading hours). LVL 99 LLC, Not Investment Related, Ridgely, MD 80537, Nature of Business: Start up business in the family entertainment industry., Position/Title: Owner, 10 hours per month (0 of hours per month during securities trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2021-05-27 |
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