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Jessica Ramsey

Rbc Capital Markets, LLC

New York, NY

CRD 7161857

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-17
MN RA APPROVED 2022-01-31
  • WI RA
    APPROVED
    Since 2026-07-17
  • MN RA
    APPROVED
    Since 2022-01-31

Branch Locations

200 Vesey St., New York, NY 10281 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Minneapolis MN 07/2019 Present
Itm Twentyfirst Minneapolis MN 08/2018 07/2019
Arrowhead Fostercare Duluth MN 02/2017 08/2018
Fitgers Brewhouse Duluth MN 09/2015 06/2017
University Of Minnesota Duluth Duluth MN 08/2016 05/2018
  • 07/2019 → Present
    Rbc Capital Markets, Llc
    Minneapolis, MN
  • 08/2018 → 07/2019
    Itm Twentyfirst
    Minneapolis, MN
  • 02/2017 → 08/2018
    Arrowhead Fostercare
    Duluth, MN
  • 09/2015 → 06/2017
    Fitgers Brewhouse
    Duluth, MN
  • 08/2016 → 05/2018
    University Of Minnesota Duluth
    Duluth, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-29
  • S66 Uniform Combined State Law Examination
    2022-01-29

View on SEC IAPD

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