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David S Liu

Oneamerica Securities, Inc.

Indianapolis, IN

Indianapolis, IN

CRD 7161511

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Employer firm

Oneamerica Securities, Inc. CRD 4173

$306M regulatory AUM 8,795 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2019-08-15
  • IN RA
    APPROVED
    Since 2019-08-15

Branch Locations

One American Square, Indianapolis, IN 46282 • United States

50 E 91St St Ste 300, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American United Life Carmel IL 04/2018 Present
Oneamerica Securities Carmel IN 07/2019 Present
Lilly Optimum Solution Carmel IN 01/2016 07/2019
  • 04/2018 → Present
    American United Life
    Carmel, IL
  • 07/2019 → Present
    Oneamerica Securities
    Carmel, IN
  • 01/2016 → 07/2019
    Lilly Optimum Solution
    Carmel, IN
Other Businesses

Non-variable insurance sales (fixed life, fixed annuities, health, P&C)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-07-06
  • S65 Uniform Investment Adviser Law Examination
    2019-07-06
Other Names
  • David Sijiu Liu

View on SEC IAPD

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