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1300 Division Road Suite 203, West Warwick, RI 02893 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-04-07 |
| TX | RA | APPROVED | 2023-04-07 |
Branch Locations
1300 Division Road Suite 203, West Warwick, RI 02893 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Warwick | RI | 07/2019 | 03/2023 |
| Mml Investors Services, Llc | Warwick | RI | 08/2019 | 03/2023 |
| High Point University | High Point | NC | 08/2015 | 10/2019 |
| Barnum Financial Group | Warwick | RI | 08/2019 | 03/2023 |
| Capital Wealth Management, Llc | West Warwick | RI | 03/2023 | Present |
| Triad Advisors | Norcross | GA | 04/2023 | 08/2024 |
| Osaic Wealth, Inc. | West Warwick | RI | 08/2024 | Present |
| General Dynamics Electric Boat | Groton | CT | 05/2018 | 01/2019 |
| State Of Rhode Island | South Kingstown | RI | 06/2012 | 08/2017 |
NAME OF OBA: INSURANCE; ADDRESS OF OBA: WEST WARWICK, RI 02893; NATURE: CONDUCT INSURANCE WICH IS OUT OF THE REGISTERED BRANCH OFFICE; INVESTMENT RELATED: YES; TITLE WITH OBA: AGENT; DUTIES: SELL INSURANCE / ANNUITY PRODUCTS; START DATE: 05/01/2023; APPROX. NUMBER OF HOURS/MONTH: 2; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-26 |
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