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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-13
  • TX RA
    APPROVED
    Since 2014-03-13

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Liberty Hill, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Fort Mill SC 03/2014 Present
Previous Registrations
  • 2007-05-04 → 2014-03-06
    Kestra Investment Services, Llc
    Austin, TX
    Austin, TX
Other Businesses

1. 09/04/2019 - Just Between Friends - Investment related - The Premier Athletic Complex 8220 183a Toll Rd. Leander, TX - Consignment Sales - start date:10/01/2019 - 1 hr/mo - 0 hrs during trading. 2. 2/25/2021 - No Business Name - Investment Related - Port Aransas, TX 78373 - Real Estate Rental - Started 2/12/2021 - 1 Hour Per Month. 3. 11/26/2024 - Cardigan Rental Property - Real Estate Rental - Investment Related - Cedar PArk, TX - Start Date 10/1/2024 - 0 hours per month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-06
  • S66 Uniform Combined State Law Examination
    2007-02-06

View on SEC IAPD

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