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5 Dowd Cir Suite B, Pinehurst, NC 28374 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-01 |
| NC | RA | APPROVED | 2022-03-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Callaway Golf | Charlotte | NC | 02/2011 | Present |
| Lpl Financial Llc | Gastonia | NC | 02/2016 | 07/2020 |
| Callaway Golf | Gastonia | NC | 03/2009 | 03/2018 |
| Course Management Investment Advisors, Llc | Pinehurst | NC | 07/2020 | Present |
(1) 08/12/2016: No Business Name - Outside/W-2 Employment - Investment Related - No Business Location Address - Started 08/11/2016 - 20 Hr/Mo; 10 Hours During Securities Trading - Professional Golfer
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-03-19 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-12 |
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