Best Investors Account Sign in

Joseph Gonzalez

Citigroup Global Markets Inc.

Stamford, CT

White Plains, NY

Claim This Profile
Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-10
  • NY RA
    APPROVED
    Since 2026-02-10

Branch Locations

Citi Wealth Management, Sales 750 Washington Blvd, Fl 7, Stamford, CT 06901 • United States

Cwm Retail, Sales 137 Mamaroneck Ave., White Plains, NY 10601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank, N.A Bronx NY 11/2015 08/2025
Lehman College Bronx NY 08/2015 05/2019
J.P. Morgan Securities Llc Bronx NY 07/2019 08/2025
Citigroup White Plains NY 09/2025 Present
  • 11/2015 → 08/2025
    Jp Morgan Chase Bank, N.A
    Bronx, NY
  • 08/2015 → 05/2019
    Lehman College
    Bronx, NY
  • 07/2019 → 08/2025
    J.P. Morgan Securities Llc
    Bronx, NY
  • 09/2025 → Present
    Citigroup
    White Plains, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-02-10
S63 Uniform Securities Agent State Law Examination 2019-10-17
  • S65 Uniform Investment Adviser Law Examination
    2026-02-10
  • S63 Uniform Securities Agent State Law Examination
    2019-10-17
Other Names
  • Joseph Gonzalez
  • Jose D Gonzalez

View on SEC IAPD

Other Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.
DWM ASSET MANAGEMENT, LLC
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CONCENTRIC CAPITAL STRATEGIES L.P.
INTEGRA GLOBAL ADVISORS LLC
MEASURE 8 VENTURE PARTNERS

Other Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY
PATRICK J MCSTAY
LENNY CASTAGNA
SCOTT MICHAEL BARTONE
Anthony Vollmer
Kristen Sue Clark

Other Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT
DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
MEASURE 8 VENTURE PARTNERS · STAMFORD, CT

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor