Kim Potvin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2012 → Present
  Bank Of America, N.A.
  New York, NY

Previous Registrations

• 2005-10-28 → 2009-09-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Garden City, NY
  Garden City, NY

Other Businesses

I*2797292, Entity Type: Entity Charitable, Name of OBA: Friends of Greenwich Point, Address: Old Greenwich, Connecticut, 06870, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 09/08/2025, No Hours: 2 Monthly, No Hours during Trading: 0 Monthly, Duties: I plan to volunteer to do beach clean ups, restoration and event planning to help support the organization that supports our local beach. To support my local community and our green spaces and get my family involved with and connected to the green spaces we use frequently. I plan to be involved in the nature preservation part of the organization, possibly event planning.

Exams

• S66 Uniform Combined State Law Examination
  2005-10-27

Other Names

• Kim Potrin