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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-07-31
TX RA APPROVED 2024-07-31
  • NY RA
    APPROVED
    Since 2024-07-31
  • TX RA
    APPROVED
    Since 2024-07-31

Branch Locations

One Bryant Park Pbig - New York, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2021 07/2024
Jpmorgan Chase Bank, N.A. New York NY 07/2021 07/2024
Ubs Financial Services New York NY 08/2019 05/2021
Coffeecard Inc. New York NY 03/2020 Present
New York University New York NY 09/2017 05/2021
Unemployed Great Neck NY 06/2011 08/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 07/2024 Present
Bank Of America, N.A. New York NY 09/2024 Present
  • 07/2021 → 07/2024
    New York, NY
  • 07/2021 → 07/2024
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 08/2019 → 05/2021
    Ubs Financial Services
    New York, NY
  • 03/2020 → Present
    Coffeecard Inc.
    New York, NY
  • 09/2017 → 05/2021
    New York University
    New York, NY
  • 06/2011 → 08/2017
    Unemployed
    Great Neck, NY
  • 07/2024 → Present
    New York, NY
  • 09/2024 → Present
    Bank Of America, N.A.
    New York, NY
Previous Registrations
Other Businesses

Entity Name: CoffeeCard Inc Investment related: N Address: Great Neck, NY https://coffeecard.nyc" Nature of the other business: Food Subscription Position/Title/Relationship: Owner/ Partner Start Date: 03/30/2020 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Very early stage startup endeavor, no funding, generating zero revenue. I am the Co-founder of CoffeeCard, responsible for business growth and partnerships, my role with the startup. It is a side project."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-04
  • S66 Uniform Combined State Law Examination
    2021-10-04

View on SEC IAPD

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