Mike Julian David Mosher

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2019 → 10/2021
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 06/2015 → 07/2018
  Captioncall Inc.
  Scottsdale, AZ
• 07/2018 → 07/2019
  Yelp Inc.
  Scottsdale, AZ
• 11/2021 → 08/2022
  Robinhood Financial, Llc
  Tempe, AZ
• 11/2021 → 09/2022
  Robinhood
  Tempe, AZ
• 09/2022 → 09/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
• 08/2014 → 05/2018
  Arizona State University
  Mesa, AZ
• 09/2022 → 09/2025
  Bank Of America N.A.
  Chandler, AZ
• 09/2025 → Present
  J.P. Morgan Securities Llc
  Tempe, AZ
• 09/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Tempe, AZ

Previous Registrations

• 2022-11-10 → 2025-10-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chandler, AZ
  New York, NY
  Chandler, AZ
  Chandler, AZ

Exams

• S66 Uniform Combined State Law Examination
  2022-10-28
• S63 Uniform Securities Agent State Law Examination
  2020-01-22

Other Names

• Mike Mosher
• Michael Mosher
• Mike Julian David Mosher
• Michael Julian David Mosher