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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-21 |
| SC | RA | APPROVED | 2020-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc. | Mount Pleasant | SC | 07/2019 | Present |
| Wells Fargo Bank Na | Mount Pleasant | SC | 11/2017 | Present |
| Bath And Body Works | Charleston | SC | 11/2015 | 11/2017 |
RENTAL PROPERTY; INV RELATED; SUMMERVILLE, SC; 100% OWNERSHIP WITH SPOUSE; 03/2025; 2 HOURS PER MONTH; NO HOURS DURING TRADING; RENTAL SEA ISLAND HABITAT FOR HUMANITY ; NOT INV RELATED; JOHNS ISLAND,SC; AFFORDABLE HOUSING ; BOARD OF DIRECTORS; START DATE: 01/28/2026; 2 HRS PER MONTH; 2 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-01-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-12-20 |
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