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Eric A Rosman

Morgan Stanley

Purchase, NY

New York, NY

CRD 7160354

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-05-30
  • NY RA
    APPROVED
    Since 2023-05-30

Branch Locations

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

1 New York Plaza, New York, NY 10004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 08/2022 Present
Mount Kisco Parks And Recreation Mount Kisco NY 06/2018 08/2018
Morgan Stanley Purchase NY 12/2018 01/2019
Horace Greeley High School Chappaqua NY 09/2014 06/2018
Marist College Poughkeepsie NY 08/2018 05/2022
Morgan Stanley Purchase NY 06/2021 08/2021
Morgan Stanley Purchase NY 12/2020 01/2021
  • 08/2022 → Present
    Morgan Stanley
    New York, NY
  • 06/2018 → 08/2018
    Mount Kisco Parks And Recreation
    Mount Kisco, NY
  • 12/2018 → 01/2019
    Morgan Stanley
    Purchase, NY
  • 09/2014 → 06/2018
    Horace Greeley High School
    Chappaqua, NY
  • 08/2018 → 05/2022
    Marist College
    Poughkeepsie, NY
  • 06/2021 → 08/2021
    Morgan Stanley
    Purchase, NY
  • 12/2020 → 01/2021
    Morgan Stanley
    Purchase, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-03-14
S63 Uniform Securities Agent State Law Examination 2022-12-09
  • S66 Uniform Combined State Law Examination
    2023-03-14
  • S63 Uniform Securities Agent State Law Examination
    2022-12-09
Other Names
  • Eric Rosman

View on SEC IAPD

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