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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-19
  • TX RA
    APPROVED
    Since 2021-08-19

Branch Locations

7575 Wurzbach Road, San Antonio, TX 78229 • United States

3101 Thousand Oaks Drive, San Antonio, TX 78247 • United States

4625 Centerview Drive, San Antonio, TX 78228 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Compass Bank San Antonio TX 08/2009 08/2021
Bbva Securities Inc. San Antonio TX 05/2013 08/2021
Bbva Compass Insurance Agency Inc. Austin TX 07/2002 08/2021
Bbva Wealth Solutions Inc. San Antonio TX 07/2017 08/2021
Pnc Investments San Antonio TX 08/2021 Present
  • 08/2009 → 08/2021
    Compass Bank
    San Antonio, TX
  • 05/2013 → 08/2021
    Bbva Securities Inc.
    San Antonio, TX
  • 07/2002 → 08/2021
    Bbva Compass Insurance Agency Inc.
    Austin, TX
  • 07/2017 → 08/2021
    Bbva Wealth Solutions Inc.
    San Antonio, TX
  • 08/2021 → Present
    Pnc Investments
    San Antonio, TX
Previous Registrations
  • 2017-07-05 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    San Antonio, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-01
S63 Uniform Securities Agent State Law Examination 2005-06-30
  • S66 Uniform Combined State Law Examination
    2017-07-01
  • S63 Uniform Securities Agent State Law Examination
    2005-06-30
Other Names
  • Eric John Rodriguez

View on SEC IAPD

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