Kevin Barrett Treacy

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2019 → 01/2022
  Minnesota Life Insurance Company
  St Paul, MN
• 08/2019 → 01/2022
  Securian Financial Services Inc
  St Paul, MN
• 08/2019 → 01/2022
  Virginia Asset Management
  Midlothian, VA
• 08/2016 → 05/2019
  Wake Forest University
  Winston-Salem, NC
• 05/2019 → 07/2019
  Unemployed
  Oxford, NC
• 05/2009 → 05/2019
  Full-Time Education
  Oxford, NC
• 05/2016 → 08/2017
  George's Family Restaurant
  Oxford, NC
• 07/2019 → 08/2019
  Securian Financial Services Inc
  St Paul, MN
• 03/2022 → Present
  Rbc Capital Markets, Llc
  Chevy Chase, MD

Previous Registrations

• 2019-11-05 → 2022-02-15
  Securian Financial Services, Inc.
  Midlothian, VA

Other Businesses

VAM FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/29/2019 ADDRESS: 130 Wylderose Drive, Midlothian VA 23113, United States DESCRIPTION: Annual compensation unknown. Firm level fixed insurance.

Exams

• S66 Uniform Combined State Law Examination
  2019-09-30