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Luzaida Vazquez Pietri

Ameriprise Financial Services, LLC

San Jose, CA

Monterey, CA

San Jose, CA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-09
CA RA APPROVED 2011-03-25
  • TX RA
    APPROVED_RES
    Since 2012-10-09
  • CA RA
    APPROVED
    Since 2011-03-25

Branch Locations

225 W Santa Clara St Ste 1600, San Jose, CA 95113-1723 • United States

1 Lower Ragsdale Dr Bldg 1 Ste 100, Monterey, CA 93940 • United States

San Jose, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Campbell CA 03/2011 03/2020
Ameriprise Financial Services, Llc San Jose CA 03/2020 Present
Previous Registrations
  • 2008-11-06 → 2010-08-18
    Cuso Financial Services, L.P.
    Fremont, CA
    San Jose, CA
    Santa Cruz, CA
    Milpitas, CA
    Santa Clara, CA
  • 2007-02-12 → 2008-07-31
    Edward Jones
    Oakland, CA
    Berkeley, CA
Other Businesses

Fiduciary Activities; Executor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-05
S63 Uniform Securities Agent State Law Examination 2005-07-08
  • S66 Uniform Combined State Law Examination
    2007-02-05
  • S63 Uniform Securities Agent State Law Examination
    2005-07-08
Designations
Other Names
  • Vazquez Luzaida
  • Luzaida Vazquez
  • Lu V. Pietri
  • Luzaida Vazquez Pietri
  • Lu Pietri

View on SEC IAPD

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