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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-28 |
| CT | RA | APPROVED | 2021-12-14 |
Branch Locations
28 State Street 26Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 06/2018 | 10/2021 |
| Bank Of America, N.A. | Boston | MA | 06/2018 | 10/2021 |
| Providence College | Providence Road Island | RI | 09/2014 | 05/2018 |
| Tm Business Solutions | Providence | RI | 05/2017 | 09/2017 |
| Response Agency | New Haven | CT | 05/2016 | 09/2017 |
| Plato's Closet | Orange | CT | 06/2015 | 01/2017 |
| Morgan Stanley Smith Barney Llc | Boston | MA | 10/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 12/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-07 |
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