Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-07-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2019 | 07/2022 |
| Bank Of America, N.A. | Houston | TX | 06/2019 | 07/2022 |
| Texas A&M Kingsville | Kingsville | TX | 06/2018 | 06/2019 |
| Texas A&M University Kingsville | Kingsville | TX | 08/2018 | 08/2019 |
| Unemployed | Houston | TX | 07/2012 | 05/2018 |
| J.P. Morgan Securities Llc | Houston | TX | 07/2022 | Present |
| Jpmorgan Chase Bank, N.A. | Houston | TX | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-22 |
Reach out to this advisor