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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2024-12-16
  • NH RA
    APPROVED
    Since 2024-12-16

Branch Locations

900 Elm Street, Manchester, NH 03101 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank North Reading MA 06/2019 12/2020
Citizens Securities, Inc. North Reading MA 07/2019 02/2021
Citizens Bank Gloucester MA 11/2015 06/2019
Citizens Securities Inc. Boston MA 02/2021 07/2021
Citizens Bank, N.A Windham NH 07/2021 10/2022
Citizens Securities, Inc. Westwood MA 07/2021 10/2022
Citizens Securities, Inc. Manchester NH 11/2024 Present
Citizens Bank Manchester NH 10/2022 Present
Previous Registrations
  • 2021-04-06 → 2022-11-01
    South Boston, MA
    Boston, MA
    Boston, MA
    Woburn, MA
    Boston, MA
    Windham, NH
    Hudson, NH
    Johnston, RI
    Portsmouth, NH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-06
S63 Uniform Securities Agent State Law Examination 2019-09-03
  • S65 Uniform Investment Adviser Law Examination
    2021-04-06
  • S63 Uniform Securities Agent State Law Examination
    2019-09-03

View on SEC IAPD

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