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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-09-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| United Planners' Financial Services Of America A Limited Partner | Scottsdale | AZ | 06/2020 | 09/2024 |
| Columbus Preparatory Academy | Columbus | OH | 06/2013 | 07/2019 |
| Self-Employed Musician | Columbus | OH | 06/2008 | Present |
| Uber | Columbus | OH | 05/2017 | 01/2024 |
| United Planners' Financial Services Of America A Limited Partner | Scottsdale | AZ | 07/2019 | 09/2024 |
| Gilmore Enterprises, Inc Dba Ga Financial Resources | Plain City | OH | 07/2020 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2024 | Present |
1. JACOB WILLIAMS, 5367 Cherry Creek Parkway S, Columbus OH 43228, United States, 06/02/2008, Self Employed, Musician, NIR, 10 HR/MO - 0 HR/MO TRADING 2.GILMORE ENTERPRISES, INC DBA GILMORE FINANCIAL RESOURCES, 5930 Wilcox Place, Suite H, Dublin OH 43016, United States, 12/01/2019, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 0 HR/MO TRADING 3. STEP UP WEALTH MANAGEMENT, LLC, 5930 Wilcox Place, Suite H, Dublin OH 43016, United States, 07/14/2019, Assistant, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/20/2024 5. WILLIAMS FINANCIAL ENTERPRISES LLC, 5930 Wilcox Place, Suite H, Dublin OH 43016, 05/2026, AGENT, DBA NAME, NIR, 4 HR/MO, 4 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-15 |
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