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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-20
  • OH RA
    APPROVED
    Since 2024-09-20

Branch Locations

5930 Wilcox Place Suite H, Dublin, OH 43016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 06/2020 09/2024
Columbus Preparatory Academy Columbus OH 06/2013 07/2019
Self-Employed Musician Columbus OH 06/2008 Present
Uber Columbus OH 05/2017 01/2024
United Planners' Financial Services Of America A Limited Partner Scottsdale AZ 07/2019 09/2024
Gilmore Enterprises, Inc Dba Ga Financial Resources Plain City OH 07/2020 Present
Cambridge Investment Research, Inc. Fairfield IA 09/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 09/2024 Present
Previous Registrations
Other Businesses

1. JACOB WILLIAMS, 5367 Cherry Creek Parkway S, Columbus OH 43228, United States, 06/02/2008, Self Employed, Musician, NIR, 10 HR/MO - 0 HR/MO TRADING 2.GILMORE ENTERPRISES, INC DBA GILMORE FINANCIAL RESOURCES, 5930 Wilcox Place, Suite H, Dublin OH 43016, United States, 12/01/2019, Insurance Agent, Insurance/Benefits/Human Resources, NIR, 5 HR/MO - 0 HR/MO TRADING 3. STEP UP WEALTH MANAGEMENT, LLC, 5930 Wilcox Place, Suite H, Dublin OH 43016, United States, 07/14/2019, Assistant, DBA Name, INV REL, 160 HR/MO - 120 HR/MO TRADING 4. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 09/20/2024 5. WILLIAMS FINANCIAL ENTERPRISES LLC, 5930 Wilcox Place, Suite H, Dublin OH 43016, 05/2026, AGENT, DBA NAME, NIR, 4 HR/MO, 4 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-15
  • S66 Uniform Combined State Law Examination
    2020-06-15
Other Names
  • Jake Hammond Williams

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